James Branch (CRD# 703945) is an Investment Advisor Representative working at Gray Private Wealth, LLC in Canton, MA and has over 26 years of experience in the finance industry. James Branch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7339646
Origin Investment Advisory LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gray Private Wealth, LLC | Canton, MA | Feb 2008 - Current | 16 |
| Gray, Gray & Gray, LLP | Canton, MA | Feb 2008 - Current | 16 |
| 1st Global Insurance Services | Canton, MA | Jul 2004 - Jan 2018 | 13 |
| 1st Global Capital Corp | Canton, MA | Jun 2004 - Jan 2018 | 13 |
| 1st Global Advisors, Inc. | Canton, MA | Jun 2004 - Jan 2018 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1997 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- TX
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Total Assets Under Management396MILLIONS
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Total Number of Accounts260ACCOUNTS
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Average Account Value$1,522,705
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