James Unger (CRD# 5580380) is an Investment Advisor Representative working at Lpl Financial LLC in Canton, OH and has over 13 years of experience in the finance industry. James Unger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5523862
Whitaker-myers Wealth Managers, Ltd.
CRD# 6264080
Huntington Financial Advisors
CRD# 5532114
Stifel, Nicolaus & Company, Incorporated
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Canton, OH | Jan 2021 - Current | 2 |
| Self Employed | Walton Hills, OH | Sep 2020 - Current | 3 |
| Lion Street Financial | Cleveland, OH | Jul 2018 - Aug 2020 | 2 |
| The Oswald Companies | Cleveland, OH | Feb 2015 - Aug 2020 | 5 |
| Cetera Advisor Networks LLC | El Segundo, CA | Nov 2017 - Jul 2018 | < 1 |
| Girard Securities | Cleveland, OH | Feb 2015 - Nov 2017 | 2 |
| Morgan Stanley Smith Barney | Columbus, OH | Jan 2012 - Jan 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2010 |
- OH
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Total Assets Under Management368,019MILLIONS
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Total Number of Accounts1,688,501ACCOUNTS
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Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
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- Educational seminars/workshops
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