Laisa CarrilloCRD Number: 5293185
Current Firm: J.p. Morgan Securities LLC
Laisa Carrillo (CRD# 5293185) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Canyon Country, CA and has over 10 years of experience in the finance industry.
Penniall & Associates
|J.p. Morgan Securities LLC||Canyon Country, CA||Oct 2012 - Current||5|
|Jp Morgan Chase Bank Na||Canyon Country, CA||May 2009 - Current||8|
|Chase Investment Services Corp||Canyon Country, CA||Jan 2010 - Oct 2012||2|
|Wamu||Canyon Country, CA||Jun 2007 - May 2009||1|
|Wm Financial Services, Inc.||Canyon Country, CA||Aug 2007 - Jul 2008||< 1|
|Wells Fargo Investments||Newhall, CA||Feb 2007 - Jun 2007||< 1|
|Wells Fargo Bank||Newhall, CA||Jul 2005 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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