Lauri HoweCRD Number: 6115152
Current Firm: Fifth Third Securities, Inc.
Lauri Howe (CRD# 6115152) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Cape Coral, FL and has over 5 years of experience in the finance industry.
Hbks Wealth Advisors
Campbell Financial Partners, LLC
Independent Financial Partners
|Fifth Third Securities||Cape Coral, FL||Feb 2017 - Current||1|
|Edward Jones||St Louis, MO||Sep 2012 - Feb 2017||4|
|Unemployed||Cape Coral, FL||Apr 2012 - Sep 2012||< 1|
|Unemployed||Vineland, NJ||Aug 2011 - Apr 2012||< 1|
|Howe's Standard Publishing Company Inc.||Vineland, NJ||Mar 1992 - Aug 2011||19|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management888MILLIONS
Total Number of Accounts4,990ACCOUNTS
Average Account Value$177,914
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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