Timothy Thompson, financial advisor Cape Elizabeth ME
81 score

Timothy Thompson

CRD Number: 1053188
Current Firm: Lincoln Financial Securities Corporation

Timothy Thompson (CRD# 1053188) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Cape Elizabeth, ME and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Financial Securities Corporation Cape Elizabeth, ME Apr 2016 - Current < 1
Mass Mutual Life Insurance Company Cape Elizabeth, ME Apr 2014 - Mar 2016 1
Mml Investors Services Cape Elizabeth, ME Apr 2014 - Jan 2016 1
Hornor Townsend & Kent Inc. Horsham, PA Jul 2010 - Apr 2014 3
Penn Mutual Life Ins Co Horsham, PA Jul 2010 - Apr 2014 3
The Guardian Life Ins. Company Portland, ME Nov 2007 - Jun 2010 2
Park Avenue Securities Portland, ME Nov 2007 - Jun 2010 2
Metropolitan Life Ins Company South Portland, ME Jun 2002 - Nov 2007 5
Metlife Securities, Inc. South Portland, ME Jun 2002 - Nov 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2000
S65 NASAA Investment Advisors Law Examination Feb 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Timothy L. Thompson
Phone Number: 800-258-3648
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    1,541
    MILLIONS
  • Total Number of Accounts
    8,357
    ACCOUNTS
  • Average Account Value
    $184,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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