Brock Alspaugh, financial advisor Cape Girardeau MO

Brock Alspaugh

Innovative Financial Solutions

CRD Number: 4465887
Current Firm: Innovative Financial Solutions
Compensation Model: Both
Brock Alspaugh (CRD# 4465887) is an Investment Advisor Representative working at Innovative Financial Planners, LLC in Cape Girardeau, MO and has over 14 years of experience in the finance industry.
CONTACT
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Professional Designations
Company Name Location Dates Years
Taylor Capital Management Inc. Girardeau, MO Apr 2013 - Current 7
Innovative Financial Planners, LLC Cape Girardeau, MO Apr 2013 - Current 7
Innovative Insurance Consultants, LLC Cape Girardeau, MO Dec 2008 - Current 12
Questar Capital Corporation Minneapolis, MN Jan 2009 - Apr 2013 4
Questar Asset Management, Inc. Minneapolis, MN Jan 2009 - Apr 2013 4
Intersecurities, Inc. Cape Girardeau, MO May 2007 - Dec 2008 1
Financial Network Investment Corporation Cape Girardeau, MO Dec 2001 - May 2007 5
1st National Bank Cape Girardeau, MO Mar 2001 - Apr 2007 6
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Dec 2001
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Brock M. Alspaugh
Phone Number: 573-332-7855
Registered State(s):
  • IL
  • MO
  • KY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

IL, KY, MO

Firm Disclaimer:

Brock Alspaugh is a Registered Representative of TCM securities, member FINRA/SIPC.  Advisory services offered through Innovative Financial Planners, a state Registered Investment Advisor and Brock Alspaugh is a Representative of Innovative Financial Planners.  IFP is independent of TCM Securities.  TCM Securities and IFP do not provide tax and or legal advice

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Data verified by both the advisor and the public regulatory data.

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