Brock Alspaugh
CRD Number: 4465887
Current Firm: Alspaugh Wealth Management
Compensation Model: Both
CRD# 6505776
Edward Jones
CRD# 6463414
Nbc Securities, Inc.
CRD# 6269621
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Alspaugh Wealth Management, LLC | Cape Girardeau, MO | Apr 2013 - Current | 10 |
Unique Baby, LLC | Cape Girardeau, MO | Jul 2010 - Current | 13 |
Innovative Insurance Consultants, LLC | Cape Girardeau, MO | Dec 2008 - Current | 15 |
Taylor Capital Management Inc. | Girardeau, MO | Apr 2013 - Jan 2018 | 4 |
Semo Asphalt Shingle Recycling, LLC | Cape Girardeau, MO | Jun 2011 - Dec 2017 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Feb 2002 |
- IL
- MO
-
Total Assets Under Management6MILLIONS
-
Total Number of Accounts3ACCOUNTS
-
Average Account Value$2,066,667
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
IL, KY, MO
Brock Alspaugh is a Registered Representative of TCM securities, member FINRA/SIPC. Advisory services offered through Innovative Financial Planners, a state Registered Investment Advisor and Brock Alspaugh is a Representative of Innovative Financial Planners. IFP is independent of TCM Securities. TCM Securities and IFP do not provide tax and or legal advice
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