Jerry Roe, financial advisor Cape Girardeau MO
96 score

Jerry Roe

CRD Number: 2982239
Current Firm: Cetera Investment Advisers LLC

Jerry Roe (CRD# 2982239) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Cape Girardeau, MO and has over 19 years of experience in the finance industry. Jerry Roe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Arnzen & Roe Financial Services, Inc. Cape Girardeau, MO Nov 2012 - Current 5
Cetera Investment Advisers LLC Schaumburg, IL May 2012 - Current 5
Cetera Financial Specialists LLC Schaumburg, IL May 2012 - Current 5
Beussink, Hey, Roe, & Stroder, LLC Cape Girardeau, MO Feb 2002 - Current 15
Beussink, Hey, Roe, Pc Cape Girardeau, MO Feb 1986 - Current 31
Beussink, Hey & Roe (illinois) Cairo, IL Feb 1986 - Dec 2013 27
First Allied Securities, Inc. Cape Girardeau, MO May 2008 - May 2012 4
First Allied Advisory Services, Inc. Cape Girardeau, MO May 2008 - May 2012 4
First Advisors, Inc. Cape Girardeau, MO Jan 2007 - May 2008 1
First Advisors, Inc. Cape Girardeau, MO Jan 2007 - May 2008 1
Ffp Securities, Inc. Cape Girardeau, MO Nov 1997 - May 2008 10
Ffp Advisory Services, Inc. Cape Girardeau, MO Feb 1998 - Jan 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S65 NASAA Investment Advisors Law Examination Jul 1998
Contact Info for Jerry W. Roe
Phone Number: 888-528-2987
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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