Richard Cuba, financial advisor Cape Girardeau MO
96 score

Richard Cuba

CRD Number: 1171265
Current Firm: First Allied Advisory Services, Inc.

Richard Cuba (CRD# 1171265) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Cape Girardeau, MO and has over 33 years of experience in the finance industry. Richard Cuba has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
First Allied Securities, Inc. Cape Girardeau, MO May 2008 - Current 8
First Allied Advisory Services, Inc. Cape Girardeau, MO May 2008 - Current 8
Richard R. Cuba, Cfp Cape Girardeau, MO Jul 2006 - Current 10
First Advisors, Inc. Cape Girardeau, MO Jan 2007 - May 2008 1
Ffp Securities, Inc. Cape Girardeau, MO Feb 1985 - Apr 2008 23
First Financial Planners, Inc. Cape Girardeau, MO Jan 2002 - Jan 2007 5
Ffp Advisory Services, Inc. Cape Girardeau, MO May 1993 - Jan 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Sep 1999
Contact Info for Richard R. Cuba
Phone Number: 866-378-1376
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    4,440
    MILLIONS
  • Total Number of Accounts
    26,339
    ACCOUNTS
  • Average Account Value
    $168,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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