Robert Unger, financial advisor Capitola CA
93 score

Robert Unger

CRD Number: 1263899
Current Firm: Springwater Wealth Management, LLC

Robert Unger (CRD# 1263899) is an Investment Advisor Representative working at Springwater Wealth Management, LLC in Capitola, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Springwater Wealth Management, LLC Tualatin, OR Apr 2013 - Current 3
First Allied Retirement Services Walnut Creek, CA Feb 2012 - Current 4
Maas Capital Advisors, LLC Portland, OR Feb 2011 - Dec 2013 2
Pacific Consulting Group Aptos, CA Jan 1983 - Jan 2012 29
Vista Pension Advisors, LLC Forest Grove, OR Nov 2008 - Feb 2011 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2009
Contact Info for Robert C. Unger
Phone Number: 888-998-4796
Registered State(s):
  • CA
  • OR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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