Stephen Lather, financial advisor Carbondale IL
96 score

Stephen Lather

CRD Number: 1045144
Current Firm: Mml Investors Services, LLC

Stephen Lather (CRD# 1045144) is an Investment Advisor Representative working at Mml Investors Services, LLC in Carbondale, IL and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Mml Investors Services, Inc. St. Louis, MO Nov 1982 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
Contact Info for Stephen J. Lather
Phone Number: (413)737-8400
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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