Andre GuntzelCRD Number: 3049604
Current Firm: J.p. Morgan Securities LLC
Andre Guntzel (CRD# 3049604) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Carefree, AZ and has over 11 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|J.p Morgan Chase Bank||Carefree, AZ||Apr 2016 - Current||1|
|Jp Morgan Securities LLC||Carefree, AZ||Apr 2016 - Current||1|
|Merrill, Lynch, Pierce, Fenner & Smith Incorporated||Chandler, AZ||Oct 2011 - Apr 2016||4|
|Unemployed||Phoenix, AZ||Jan 2011 - Oct 2011||< 1|
|Vanguard||Scottsdale, AZ||Oct 2003 - Dec 2010||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2005|
|S66||NASAA Uniform Combined State Law Examination||Jan 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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