Albert Lu, financial advisor Carlsbad CA

Albert Lu

CRD Number: 5882158
Current Firm: Luma Financial

Albert Lu (CRD# 5882158) is an Investment Advisor Representative working at Luma Financial in Carlsbad, CA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Luma Financial LLC Calrsbad, CA Jun 2021 - Current 2
Sprott Asset Management Usa Inc. Carlsbad, CA Jan 2017 - Jul 2021 4
Sprott U.s Media Inc. Carlsbad, CA Jan 2017 - May 2021 4
Wb Wealth Management The Woodlands, TX Jun 2011 - Dec 2016 5
Wb Advisors, LLC The Woodlands, TX Dec 2010 - Dec 2016 6
Kc Hirai, LLC The Woodlands, TX Aug 2005 - Dec 2016 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2010
Contact Info for Albert K. Lu
Phone Number: 858-367-9107
Firm Website: https://lumafinance.com/
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    3
    MILLIONS
  • Total Number of Accounts
    16
    ACCOUNTS
  • Average Account Value
    $199,336
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, TX

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