Andrew Pugh (CRD# 5408245) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Cottonwood Heights, UT and has over 16 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Salt Lake City, UT | Jan 2019 - Current | 5 |
| Charles Schwab Bank Ssb | Salt Lake City, UT | Jan 2019 - Current | 5 |
| Sdsd Ventures, LP | San Diego, CA | Mar 2017 - Current | 7 |
| Td Ameritrade | Carlsbad, CA | Feb 2016 - Mar 2017 | 1 |
| Charles Schwab & Company, Inc. | San Diego, CA | Aug 2007 - Feb 2016 | 8 |
| Charles Schwab Bank | San Diego, CA | Aug 2007 - Feb 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2008 |
- UT
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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