Daniel Paul Pritchard, financial advisor Carlsbad CA

Daniel Paul Pritchard

CRD Number: 6280431
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Daniel Paul Pritchard (CRD# 6280431) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carlsbad, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside, CA Jan 2017 - Current 5
Jp Morgan Securities LLC Rancho Cucamonga, CA Dec 2014 - Dec 2016 2
Jp Morgan Securities LLC Carlsbad, CA Jan 2014 - Dec 2014 < 1
Jp Morgan Chase Bank Carlsbad, CA Sep 2012 - Dec 2013 1
Washington Mutual Oceanside, CA Jul 2005 - Sep 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2014
S66 NASAA Uniform Combined State Law Examination Aug 2017
Contact Info for Daniel Paul Z. Pritchard
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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