Gloria FooteCRD Number: 1023865
Current Firm: Financial Focus LLC
Gloria Foote (CRD# 1023865) is an Investment Advisor Representative working at Financial Focus LLC in Carlsbad, CA and has over 29 years of experience in the finance industry. Gloria Foote has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
John P. Dubots Capital Management, LLC
Heyman Investment Counseling LLC
Marketocracy Capital Management LLC
|Securities America, Inc.||Carlsbad, CA||Oct 2017 - Current||< 1|
|G. Foote Financial Services, Inc.||Carlsbad, CA||Jan 2016 - Current||2|
|Financial Focus LLC||Carlsbad, CA||Dec 2015 - Current||2|
|National Planning Corp||Carlsbad, CA||May 2000 - Oct 2017||17|
|Financial Focus||Carlsbad, CA||May 1988 - Oct 2016||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1989|
Total Assets Under Management234MILLIONS
Total Number of Accounts772ACCOUNTS
Average Account Value$302,685
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
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