James Obrien (CRD# 2534087) is an Investment Advisor Representative working at Jmo Financial in Carlsbad, CA and has over 29 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5084834
The Wealth Consulting Group
CRD# 2946276
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| James M. O'brien, Inc. | Carlsbad, CA | Feb 2015 - Current | 9 |
| Independent Insurance Agent | Carlsbad, CA | Apr 1996 - Current | 28 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management6MILLIONS
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Total Number of Accounts11ACCOUNTS
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Average Account Value$548,298
- A percentage of assets under your management
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CA
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