Jerrie Carli, financial advisor Carlsbad CA

Jerrie Carli

CRD Number: 2504055
Current Firm: Financial Focus LLC

Jerrie Carli (CRD# 2504055) is an Investment Advisor Representative working at Financial Focus LLC in Carlsbad, CA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Carlsbad, CA Oct 2017 - Current 6
Financial Focus, LLC Carlsbad, CA Aug 2016 - Current 7
National Planning Corp Carlsbad, CA May 2000 - Oct 2017 17
Financial Focus, LLC Carlsbad, CA Jan 2016 - Aug 2016 < 1
Financial Focus Carlsbad, CA Feb 1999 - Dec 2015 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1997
S65 NASAA Investment Advisors Law Examination Mar 1999
Contact Info for Jerrie K. Carli
Phone Number: 760-431-3040
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    487
    MILLIONS
  • Total Number of Accounts
    1,529
    ACCOUNTS
  • Average Account Value
    $318,603
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, ID, NC, NY, OR, TX, VA, WA

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