Mark Buckman, financial advisor Carlsbad CA
59 score

Mark Buckman

CRD Number: 1984483
Current Firm: Family Investment Management LP

Mark Buckman (CRD# 1984483) is an Investment Advisor Representative working at Family Investment Management LP in Carlsbad, CA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Family Investment Management, LP Carlsbad, CA Mar 2015 - Current 1
Lpl Financial Llc (f/k/a Linsco Private Ledger) Carlsbad, CA Sep 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1989
S65 NASAA Investment Advisors Law Examination Jul 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Mark S. Buckman
Phone Number: 760-930-0770
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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