Michael Souza (CRD# 4602740) is an Investment Advisor Representative working at Koa Wealth Management, LLC in Encinitas, CA and has over 21 years of experience in the finance industry.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Koa Wealth Management, LLC | San Diego, CA | Jun 2018 - Current | 5 |
| Tytan Wealth, Inc. | San Diego, CA | Jun 2018 - Current | 5 |
| M. S. Howells & Company | Carlsbad, CA | Jun 2018 - Dec 2020 | 2 |
| Morgan Stanley & Company, Incorporated | San Diego, CA | Mar 2008 - Jun 2018 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management214MILLIONS
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Total Number of Accounts718ACCOUNTS
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Average Account Value$298,364
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AZ, CA, CO, HI, TX, UT, WA
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