Nathan Wiley (CRD# 5969867) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Carlsbad, CA and has over 6 years of experience in the finance industry.
CRD# 4782319
John P. Dubots Capital Management, LLC
Score
103
CRD# 2626240
Heyman Investment Counseling LLC
Score
103
CRD# 2355185
Marketocracy Capital Management LLC
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tony Jelso | Carlsbad, CA | Jun 2017 - Current | < 1 |
| Kirk Bradford Stiewel | Carlsbad, CA | May 2017 - Current | < 1 |
| Jonathan D Searle | Carlsbad, CA | May 2017 - Current | < 1 |
| David Balfour | Carlsbad, CA | May 2017 - Current | < 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jun 2015 - Current | 2 |
| Andrew David Rubin | Carlsbad, CA | Apr 2012 - Current | 6 |
| Jonathan Michael Rubin | Carlsbad, CA | Apr 2012 - Current | 6 |
| Northwestern Mutual Investment Services, LLC | Carlsbad, CA | Oct 2011 - Current | 6 |
| Deems Lewis Mckinley Architecture | Carlsbad, CA | Jun 2000 - Current | 17 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Oct 2011 - Apr 2012 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Selection of other advisers (including private fund managers)
- Other
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