Stephen Masula, financial advisor Carlsbad CA

Stephen Masula

CRD Number: 1334977
Current Firm: Advisors Wealth Management, Inc.

Stephen Masula (CRD# 1334977) is an Investment Advisor Representative working at Advisors Wealth Management, Inc. in Carlsbad, CA and has 1 year of experience in the finance industry. Stephen Masula has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Advisors Wealth Management, Inc. Carlsbad, CA Oct 2014 - Current 9
Realty Investors Whittier, CA Mar 1993 - Current 31
Realty Investors Exchange, Inc. Carlsbad, CA Dec 1989 - Current 34
Stephen Masula, Cfp, Ea Carlsbad, CA Apr 1984 - Current 39
California Financial Partners Glendale, CA Jan 2011 - Oct 2014 3
Financial Services Network Carlsbad, CA Jan 1985 - Oct 2014 29
Lpl Financial LLC Carlsbad, CA Jan 2011 - Sep 2014 3

Stephen Masula has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen E. Masula
Phone Number: (760) 720-0007
Registered State(s):
  • CA
Current Firm Details
Advisors Wealth Management, Inc.
Firm's CRD Number: 172657
By the Numbers
  • Total Assets Under Management
    10
    MILLIONS
  • Total Number of Accounts
    24
    ACCOUNTS
  • Average Account Value
    $427,272
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

CA

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