Steven Wolff (CRD# 1537203) is an Investment Advisor Representative working at Wwm Financial in Carlsbad, CA and has over 37 years of experience in the finance industry.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wolff Wiese Magana | Carlsbad, CA | Jul 2011 - Current | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1986 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- LA
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Total Assets Under Management279MILLIONS
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Total Number of Accounts1,452ACCOUNTS
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Average Account Value$192,441
- A percentage of assets under your management
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- Performance-based fees
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- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, FL, IL, IN, LA, NV, OR, TX, VA
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