Thomas Benton, financial advisor Carlsbad CA

Thomas Benton

CRD Number: 3085925
Current Firm: Destra Capital Advisors LLC

Thomas Benton (CRD# 3085925) is an Investment Advisor Representative working at Destra Capital Advisors LLC in Carlsbad, CA and has over 23 years of experience in the finance industry.

Similar Advisors
Thomas Blottenberger, financial advisor Carlsbad CA
Thomas E. Blottenberger
CRD# 5769283
Paradigm Shift Financial, LLC
Similar Advisors
Richard Jensen, financial advisor Carlsbad CA
Richard A. Jensen
CRD# 2361078
Baker Jensen Investment Advisors, LLC
Similar Advisors
Mark Richards, financial advisor Carlsbad CA
Mark W. Richards
CRD# 2730478
Madison Avenue Securities, LLC
Company Name Location Dates Years
Destra Capital Advisors, LLC Chicago, IL Feb 2018 - Current 6
Destra Capital Investments LLC Lisle, IL Oct 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2000
S65 NASAA Investment Advisors Law Examination Dec 2017
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas H. Benton
Phone Number: 877-855-3434
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    300
    MILLIONS
  • Total Number of Accounts
    3
    ACCOUNTS
  • Average Account Value
    $99,845,980
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AZ, CA, CO, FL, IL, MA, MT, OH, PA, TN, TX, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.