Thomas UlrichCRD Number: 3071768
Current Firm: Sprott Asset Management Usa Inc.
Thomas Ulrich (CRD# 3071768) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has over 18 years of experience in the finance industry.
John P. Dubots Capital Management, LLC
Heyman Investment Counseling LLC
Marketocracy Capital Management LLC
|Resource Capital Investment Corporation||Carlsbad, CA||May 2013 - Current||4|
|Sprott Global Resource Investments Ltd||Carlsbad, CA||Oct 2012 - Current||5|
|Sprott Asset Management Usa||Carlsbad, CA||Oct 2012 - Current||5|
|Altegris Investments||La Jolla, CA||Jul 2011 - Oct 2012||1|
|Altegris Advisors, LLC||La Jolla, CA||Jul 2011 - Oct 2012||1|
|Gnv Advisors, LLC||Chicago, IL||Aug 2008 - Jul 2011||2|
|Geneva Investment Management Of Chicago, LLC||Chicago, IL||Mar 2005 - Jul 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2008|
|S65||NASAA Investment Advisors Law Examination||Apr 1999|
Total Assets Under Management119MILLIONS
Total Number of Accounts529ACCOUNTS
Average Account Value$225,162
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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