Vincent Stefano, financial advisor Carlsbad CA
93 score

Vincent Stefano

CRD Number: 1036945
Current Firm: Wwm Financial

Vincent Stefano (CRD# 1036945) is an Investment Advisor Representative working at Wwm Financial in Carlsbad, CA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wwm Financial San Diego, CA Jan 2013 - Current 3
Crowell, Weedon & Company San Diego, CA Sep 2011 - Jan 2013 1
Unemployed San Diego, CA Dec 2010 - Aug 2011 < 1
Aero Financial San Diego, CA Mar 2010 - Dec 2010 < 1
Unemployed San Diego, CA May 2009 - Feb 2010 < 1
Ten Asset Management Encinitas, CA Jan 2006 - Apr 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Vincent J. Stefano
Phone Number: (760) 692-5190
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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