William RocheCRD Number: 6271084
Current Firm: Td Ameritrade, Inc.
William Roche (CRD# 6271084) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Carlsbad, CA and has over 2 years of experience in the finance industry.
Nautilus Advisors LLC
O'reilly Wealth Advisors
Heyman Investment Counseling LLC
|Td Ameritrade||Carlsbad, CA||Feb 2016 - Current||1|
|Various Insurance Carriers For W&r Insurance Agencies||Poway, CA||Sep 2014 - Jan 2016||1|
|Waddell & Reed Inc.||San Diego, CA||Dec 2013 - Jan 2016||2|
|Unemployed||Poway, CA||Jul 2013 - Dec 2013||< 1|
|Berkshire Hathaway||San Diego, CA||Jan 2013 - Jul 2013||< 1|
|Unemployed||Poway, CA||Jul 2012 - Jan 2013||< 1|
|La Jolla Seville||La Jolla, CA||Dec 2009 - Jul 2012||2|
|Unemployed||Poway, CA||May 2009 - Dec 2009||< 1|
|Nannelle's Flowers||Rancho Bernardo, CA||Jan 2009 - May 2009||< 1|
|Unemployed||Poway, CA||Apr 2003 - Jan 2009||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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