William Roche (CRD# 6271084) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Carlsbad, CA and has over 9 years of experience in the finance industry.
CRD# 2361078
Baker Jensen Investment Advisors, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 2946276
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab And Company, Inc. | Carlsbad, CA | Dec 2022 - Current | 1 |
| Td Ameritrade | Carlsbad, CA | Feb 2016 - Dec 2022 | 6 |
| Various Insurance Carriers For W&r Insurance Agencies | Poway, CA | Sep 2014 - Jan 2016 | 1 |
| Waddell & Reed Inc. | San Diego, CA | Dec 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2014 |
- CA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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