Charles PenolaCRD Number: 7039640
Current Firm: Valeo Financial Advisors, LLC
Charles Penola (CRD# 7039640) is an Investment Advisor Representative working at Valeo Financial Advisors, LLC in Carmel, IN and has over 3 years of experience in the finance industry. Charles Penola has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Canterbury Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanctuary Advisors, LLC
|Valeo Financial Advisors, LLC||Carmel, IN||Mar 2021 - Current||1|
|Massmutual Life Insurance Company||Indianapolis, IN||Jan 2021 - Feb 2021||< 1|
|Mml Investors Services||Indianapolis, IN||Jan 2021 - Feb 2021||< 1|
|Nationwide Advisory Solutions||Louisville, KY||Oct 2018 - Jan 2021||2|
|Hire Road, Inc.||Commerce Charter Twp, MI||Jan 2018 - Sep 2018||< 1|
|Hillsdale College||Hillsdale, MI||May 2013 - Dec 2017||4|
|Vested Risk Strategies||Hillsdale, MI||May 2017 - Aug 2017||< 1|
|Zionsville Community Schools||Zionsville, IN||Aug 2006 - May 2013||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2019|
Total Assets Under Management7,278MILLIONS
Total Number of Accounts14,264ACCOUNTS
Average Account Value$510,225
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, IA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI
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