Douglas Rotman, financial advisor Carmel IN

Douglas Rotman

CRD Number: 4284045
Current Firm: True Wealth Stewards

Douglas Rotman (CRD# 4284045) is an Investment Advisor Representative working at True Wealth Stewards in Carmel, IN and has over 23 years of experience in the finance industry. Douglas Rotman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Planner Proverbs LLC Carmel, IN Feb 2020 - Current 4
True Wealth Stewards Carmel, IN Sep 2019 - Current 4
Cade Group, Inc. Dba Vero Wealth Carmel, IN Mar 2016 - Sep 2019 3
Raymond James Financial Services, Inc. Carmel, IN Mar 2016 - Sep 2019 3
Vero Wealth, LLC Carmel, IN Feb 2015 - Sep 2019 4
Life Insurance Independent Contractor - Dba Vero Wealth Carmel, IN Jul 2016 - Feb 2017 < 1
Transamerica Financial Advisors, Inc. Carmel, IN Apr 2007 - Mar 2016 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2000
S65 NASAA Investment Advisors Law Examination Sep 2022
Contact Info for Douglas M. Rotman
Phone Number: 317-567-9008
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    36
    MILLIONS
  • Total Number of Accounts
    165
    ACCOUNTS
  • Average Account Value
    $218,103
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

IN

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