William Cannon, financial advisor Carmel IN
58 score

William Cannon

CRD Number: 3122979
Current Firm: On Investment Management Co

William Cannon (CRD# 3122979) is an Investment Advisor Representative working at On Investment Management Co in Carmel, IN and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Ohio National Financial Services Cincinnati, OH Aug 2009 - Current 7
The O.n. Equity Sales Company Cincinnati, OH Aug 2009 - Current 7
Massmutual Life Insurance Company Indianapolis, IN Feb 2009 - Jun 2009 < 1
Mml Investor Services Inc. Indianapolis, IN Feb 2009 - Jun 2009 < 1
Unemployed Indianapolis, IN Sep 2008 - Feb 2009 < 1
Wellington Institutional Management LLC Indianapolis, IN Mar 2008 - Sep 2008 < 1
Wellington Financial LLC Indianapolis, IN Jul 2007 - Sep 2008 1
Gunnallen Financial Tampa, FL Apr 2007 - Sep 2007 < 1
Park Avenue Securities Indianapolis, IN Jan 2003 - Apr 2007 4
Guardian Life Insurance Company Indianapolis, IN Dec 2002 - Apr 2007 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2004
S66 NASAA Uniform Combined State Law Examination Dec 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William M. Cannon
Phone Number: 855-262-0913
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    832
    MILLIONS
  • Total Number of Accounts
    6,888
    ACCOUNTS
  • Average Account Value
    $120,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
58

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