Charles BradenCRD Number: 1089316
Current Firm: Raymond James Financial Services Advisors, Inc.
Charles Braden (CRD# 1089316) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Carmi, IL and has over 34 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
H.d. Vest Advisory Services, Inc.
Northwestern Mutual Investment Services,llc
|Raymond James Financial Services Advisors Inc.||Carmi, IL||Aug 2015 - Current||2|
|Raymond James Financial Services,inc||Carmi, IL||Aug 2015 - Current||2|
|Lpl Financial LLC||Carmi, IL||Dec 2009 - Aug 2015||5|
|Old National Bank||Carmi, IL||Sep 2006 - Aug 2015||8|
|Invest Financial Corp||Tampa, FL||Sep 2006 - Dec 2009||3|
|A.g. Edwards & Sons, Inc.||Evansville, IN||Sep 2003 - Sep 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1983|
|S65||NASAA Investment Advisors Law Examination||Apr 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV