James Michishima, financial advisor Carpinteria CA

James Michishima

CRD Number: 2999203
Current Firm: Planmember Securities Corporation

James Michishima (CRD# 2999203) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 26 years of experience in the finance industry. James Michishima has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Planmember Securities Corporation Carpinteria, CA Jul 2011 - Current 12
Payroll, Llc- Aiea, HI Aug 2009 - Current 14
Chinen & Arinaga Financial Group, Inc. Mililani, HI Oct 2002 - Current 21
Symetra Investment Svcs (formerly Safeco Investment Svcs) Bellevue, WA Oct 2002 - Current 21
Pacific Document Imaging Inc. Aiea, HI Jun 2002 - Current 21
Ljtm, Ll Aiea, HI Jan 1998 - Current 26
University Of Hawaii System Honolulu, HI Aug 1991 - Current 32
James K Michishima Cpa Aiea, HI Jan 1980 - Current 44
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
Contact Info for James K. Michishima
Phone Number: 805-684-1199
Registered State(s):
  • HI
By the Numbers
  • Total Assets Under Management
    7,530
    MILLIONS
  • Total Number of Accounts
    67,968
    ACCOUNTS
  • Average Account Value
    $110,789
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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