David Marshall, financial advisor Raleigh NC

David Marshall

CRD Number: 4844368
Current Firm: Fifth Third Securities, Inc.

David Marshall (CRD# 4844368) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Raleigh, NC and has over 19 years of experience in the finance industry. David Marshall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fifth Third Bank Raleigh, NC Dec 2020 - Current 3
Fifth Third Securities Raleigh, NC Dec 2020 - Current 3
Pnc Investments Pittsburgh, PA Oct 2016 - Dec 2020 4
Pnc Bank Raleigh, NC Dec 2015 - Oct 2016 < 1
Pnc Investments Raleigh, NC Dec 2015 - Oct 2016 < 1
Pnc Investments Raleigh, NC May 2015 - Dec 2015 < 1
Pnc Investments Raleigh, NC May 2015 - Dec 2015 < 1
Pnc Bank Pittsburgh, PA Apr 2013 - May 2015 2
Pnc Investments Pittsburgh, PA Apr 2013 - May 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David H. Marshall
Phone Number: 888-889-1025
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    7,311
    MILLIONS
  • Total Number of Accounts
    41,519
    ACCOUNTS
  • Average Account Value
    $176,089
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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