Graham Jepsen, financial advisor West Des Moines IA

Graham Jepsen

CRD Number: 5310577
Current Firm: Cetera Investment Advisers LLC

Graham Jepsen (CRD# 5310577) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in West Des Moines, IA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Sep 2019 - Current 4
The Planners Professional Services, Inc. West Des Moines, IA Jun 2018 - Current 5
Summit Financial Group Inc. West Des Moines, IA Jun 2018 - May 2021 2
Summit Brokerage Services, Inc. West Des Moines, IA Jun 2018 - Sep 2019 1
Voya Financial Advisors Des Moines, IA Sep 2014 - Jun 2018 3
Ing Financial Partners, Inc. Des Moines, IA Nov 2010 - Sep 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2007
S65 NASAA Investment Advisors Law Examination Feb 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Graham W. Jepsen
Phone Number: 888-528-2987
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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