John Allen, financial advisor Plano TX

John Allen

CRD Number: 4757238
Current Firm: Hilltop Securities Inc.

John Allen (CRD# 4757238) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Hilltop Securities Dallas, TX Apr 2022 - Current 2
Pnc Investments Irving, TX Aug 2021 - Apr 2022 < 1
Bbva Wealth Solutions Inc. Carrollton, TX Jan 2017 - Aug 2021 4
Bbva Securities Inc. Carrollton, TX Dec 2016 - Aug 2021 4
Bbva Compass Insurance Agency, Inc. Austin, TX Dec 2016 - Aug 2021 4
Compass Bank Birmingham, AL Dec 2016 - Aug 2021 4
Td Ameritrade Fort Worth, TX Apr 2015 - Dec 2016 1
Bbva Securities Inc. Dallas, TX May 2013 - Apr 2015 1
Bbva Wealth Solutions Inc. Dallas, TX Aug 2012 - Apr 2015 2
Compass Bank Birmingham, AL Jul 2012 - Apr 2015 2
Bbva Compass Insurance Agency, Inc. Austin, TX Jul 2012 - Apr 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2004
S66 NASAA Uniform Combined State Law Examination Aug 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John M. Allen
Phone Number: 214-859-1800
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,866
    MILLIONS
  • Total Number of Accounts
    4,546
    ACCOUNTS
  • Average Account Value
    $410,535
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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