Sarah Kaplan, financial advisor Irving TX

Sarah Kaplan

CRD Number: 4469396
Current Firm: Avantax Advisory Services

Sarah Kaplan (CRD# 4469396) is an Investment Advisor Representative working at Avantax Advisory Services in Irving, TX and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Avantax Investment Services, Inc. Carson City, NV Oct 2019 - Current 4
Avantax Advisory Services Carson City, NV Oct 2019 - Current 4
Sierra Financial Advisors, LLC Carson City, NV Jun 2017 - Current 6
Avantax Insurance Services, Inc. Carson City, NV Jun 2007 - Current 16
1st Global Advisors, Inc. Carson City, NV Feb 2006 - Oct 2019 13
1st Global Capital Corp Carson City, NV Jul 2002 - Oct 2019 17
Kuckenmeister & Park, LLC Carson City, NV Dec 2006 - Jun 2017 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2002
Contact Info for Sarah A. Kaplan
Phone Number: 972-870-6000
Registered State(s):
  • NV
By the Numbers
  • Total Assets Under Management
    30,968
    MILLIONS
  • Total Number of Accounts
    123,393
    ACCOUNTS
  • Average Account Value
    $250,972
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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