Sarah KaplanCRD Number: 4469396
Current Firm: 1st Global Advisors Inc.
Sarah Kaplan (CRD# 4469396) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Carson City, NV and has over 15 years of experience in the finance industry.
American Wealth Management
Cojo Bay Advisors, LLC
Aegis Capital Corp.
|1st Global Insurance Services||Carson City, NV||Jun 2007 - Current||10|
|Kuckenmeister & Park, LLC||Carson City, NV||Dec 2006 - Current||11|
|1st Global Advisors, Inc.||Carson City, NV||Feb 2006 - Current||12|
|1st Global Capital Corp||Carson City, NV||Jul 2002 - Current||15|
|Kuckenmeister & Casey, LLC||Carson City, NV||Aug 2003 - Dec 2006||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV