David Murphy (CRD# 2833525) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Carthage, TX and has over 27 years of experience in the finance industry.
CRD# 3197977
Lpl Financial LLC
CRD# 4181396
State Farm Investment Management Corp.
CRD# 4827791
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Carthage, TX | Jan 2014 - Current | 10 |
| Cetera Investment Services LLC | St. Cloud, MN | Nov 2004 - Current | 19 |
| First State Bank & Trust Company | Carthage, TX | Mar 2000 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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- Educational seminars/workshops
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