Benjamin UySmith
CRD Number: 6155551
Current Firm: Equitable Advisors, LLC
Compensation Model: Both
Benjamin Uysmith (CRD# 6155551) is an Investment Advisor Representative working at Axa Advisors, LLC in Research Triangle Park, NC and has over 3 years of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equitable Advisors, LLC | New York, NY | Apr 2014 - Current | 9 |
| Axa Advisors, LLC | New York, NY | Apr 2014 - Jun 2020 | 6 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Apr 2013 - Apr 2014 | 1 |
| Northwestern Mutual Investment Services, LLC | Durham, NC | Apr 2013 - Apr 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2015 |
| S63 | Uniform Securities State Law Examination | Jun 2013 |
- AZ
- CA
- GA
- KY
- NC
- PA
- SC
- TX
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Total Assets Under Management24,555MILLIONS
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Total Number of Accounts75,222ACCOUNTS
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Average Account Value$326,438
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Benjamin UySmith is a registered representative who offers securities through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC and an agent who offers annuity and insurance products through AXA Network, LLC. AXA Network conducts business in CA as AXA Network Insurance Agency of California, LLC, in UT as AXA Network Insurance Agency of Utah, LLC, and in PR as AXA Network of Puerto Rico, Inc. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. AXA Advisors and AXA Network are affiliated companies and do not provide tax or legal advice. Representatives may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. Viewing this profile does not necessarily indicate that the sender is able to transact business in your state.
Prestige Financial Group is not a registered investment advisor and is not owned or operated by AXA Advisors or AXA Network.
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