Nicholas Vourakis, financial advisor Cary NC
93 score

Nicholas Vourakis

CRD Number: 1829173
Current Firm: Td Ameritrade, Inc.

Nicholas Vourakis (CRD# 1829173) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Cary, NC and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade Inc. Cary, NC Nov 2008 - Current 8
Target Corp Apex, NC Jan 2005 - Jul 2009 4
Investment Planners, Inc. Decatur, IL Jan 2008 - Dec 2008 < 1
Legend Equities Corporation Palm Beach Gardens, FL Dec 2006 - Dec 2007 1
Investors Capital Corp. Varina, NC Jun 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
S66 NASAA Uniform Combined State Law Examination May 2009
Contact Info for Nicholas R. Vourakis
Phone Number: (800) 669-3900
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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