Stephen Ellis (CRD# 2292370) is an Investment Advisor Representative working at Avantax Advisory Services in Cary, NC and has over 30 years of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Green Level Crossing Communtiy Association | Cary, NC | Jun 2022 - Current | 1 |
| Avantax Insurance Agency, LLC | Cary, NC | Jan 2014 - Current | 10 |
| Mediator | Cary, NC | Jul 2012 - Current | 11 |
| National Futures Association Arbitrator | Chicago, IL | Jun 2012 - Current | 11 |
| Finra Dispute Resolution Arbitrator | New York, NY | Mar 2012 - Current | 12 |
| Avantax Advisory Services | Cary, NC | Mar 1996 - Current | 28 |
| Avantax Investment Services, Inc. | Cary, NC | Jul 1993 - Current | 30 |
| Ellis Brothers, Inc. | Cary, NC | Jul 1993 - Current | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1993 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1996 |
- NC
- TX
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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