Travis Cook, financial advisor Castle Rock CO
83 score

Travis Cook

CRD Number: 3019217
Current Firm: Avant-garde Advisors LLC

Travis Cook (CRD# 3019217) is an Investment Advisor Representative working at Avant-garde Advisors LLC in Castle Rock, CO and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Wealthsource Partners, LLC Castle Rock, CO Jan 2016 - Current < 1
Avant-garde Advisors LLC Castle Rock, CO Feb 2011 - Current 5
Cook Investment Management, LLC Castle Rock, CO Apr 2007 - Jul 2011 4
Charles Schwab Bank, N.a. Phoenix, AZ Feb 2005 - Mar 2007 2
Charles Schwab & Company, Inc. San Francisco, CA Apr 1999 - Mar 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
S66 NASAA Uniform Combined State Law Examination Apr 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Travis L. Cook
Phone Number: 303-900-1370
Registered State(s):
  • CA
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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