Richard Harader, financial advisor Cave Creek AZ
90 score

Richard Harader

CRD Number: 6285411
Current Firm: Quest Capital Strategies, Inc.

Richard Harader (CRD# 6285411) is an Investment Advisor Representative working at Quest Capital Strategies, Inc. in Cave Creek, AZ and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Tapfin Birmingham, AL May 2016 - Current < 1
Quest Capital Strategies, Inc. Lake Forest, CA Feb 2016 - Current < 1
Insurance Business Cave Creek, AZ Feb 2016 - Current < 1
Business Consulting Cave Creek, AZ Feb 2016 - Current < 1
Condo Rental Cave Creek, AZ Jan 2012 - Current 4
Soaring Spirits, LLC Cave Creek, AZ Apr 2010 - Current 6
Dicky's Dumpers Cave Creek, AZ Jun 2001 - Current 15
Edward Jones St Louis, MO Jan 2014 - Jan 2016 2
Tapfin For American Express Milwaukee, WI Oct 2012 - Jan 2014 1
Kelly Services For American Express Troy, MI Apr 2011 - Mar 2013 1
Unemployed / Laid Off Cave Creek, AZ Jan 2010 - Apr 2011 1
Vmware Palo Alto, CA Oct 2007 - Dec 2009 2
Dunes Technologies Stamford, CT Aug 2005 - Oct 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Richard S. Harader
Phone Number: 949-830-4885
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    33
    MILLIONS
  • Total Number of Accounts
    190
    ACCOUNTS
  • Average Account Value
    $173,684
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IA, ID, IL, IN, MA, MD, MI, NC, NH, NJ, NM, NY, OH, OR, PA, RI, SC, TX, VA, WA

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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