Chadwic SarsfieldCRD Number: 3014073
Current Firm: Signator Investors, Inc.
Chadwic Sarsfield (CRD# 3014073) is an Investment Advisor Representative working at Signator Investors, Inc. in Cedar Rapids, IA and has over 19 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Nations Financial Group, Inc.
|Signator Investors Inc.||Cedar Rapids, IA||Jun 2016 - Current||1|
|Premier Advisors, LLC||Cedar Rapids, IA||Nov 2011 - Current||6|
|Ameritas Investment Corp||Lincoln, NE||Dec 2007 - Current||10|
|Premier Asset Management||Cedar Rapids, IA||Apr 2010 - Nov 2011||1|
|Professional Financial Solutions||Cedar Rapids, IA||Dec 2007 - Nov 2009||1|
|Strategic Business Partners||Cedar Rapids, IA||Jan 2009 - Sep 2009||< 1|
|National Planning Corporation||Cedar Rapids, IA||May 2006 - Dec 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S66||NASAA Uniform Combined State Law Examination||Aug 2006|
Total Assets Under Management2,196MILLIONS
Total Number of Accounts25,384ACCOUNTS
Average Account Value$86,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV