David Traut, financial advisor Cedar Rapids IA
93 score

David Traut

CRD Number: 4471596
Current Firm: Principal Securities, Inc.

David Traut (CRD# 4471596) is an Investment Advisor Representative working at Principal Securities, Inc. in Cedar Rapids, IA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Princor Financial Services Cedar Rapids, IA Oct 2001 - Current 15
Principal Life Insurance Cedar Rapids, IA Oct 2001 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2002
S65 NASAA Investment Advisors Law Examination May 2005
Contact Info for David E. Traut
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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