James Locke (CRD# 6072866) is an Investment Advisor Representative working at Beacon Capital, LLC in Cedar Rapids, IA and has over 11 years of experience in the finance industry.
CRD# 5362122
Cedar Point Capital Partners, LLC
CRD# 4525922
Lpl Financial LLC
CRD# 4187389
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Beacon Capital, LLC | Cedar Rapids, IA | Mar 2017 - Current | 7 |
Locke Financial Planning, LLC | Cedar Rapids, IA | Jan 2015 - Current | 9 |
Lk Holdings LLC | Cedar Ra, IA | Nov 2014 - Current | 9 |
Burrlocke Outdoor Solutions Inc. | Cedar Rapids, IA | May 2015 - Jul 2020 | 5 |
Vinton Shellsburg High School | Vinton, IA | Nov 2014 - Mar 2017 | 2 |
Voya Financial Advisors, Inc. | Cedar Rapids, IA | Oct 2013 - Feb 2017 | 3 |
Voya Financial Advisors, Inc. | Cedar Rapids, IA | Aug 2012 - Feb 2017 | 4 |
Lk Design | Cedar Rapids, IA | Sep 2015 - Nov 2016 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2012 |
S65 | NASAA Investment Advisors Law Examination | Jan 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management158MILLIONS
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Total Number of Accounts914ACCOUNTS
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Average Account Value$173,021
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
IA, IL, MN, NE, TX, WI
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