John Klopfenstein, financial advisor Cedar Rapids IA

John Klopfenstein

CRD Number: 6636275
Current Firm: Principal Securities, Inc.

John Klopfenstein (CRD# 6636275) is an Investment Advisor Representative working at Principal Securities, Inc. in Cedar Rapids, IA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Coralville, IA May 2018 - Current 3
Principal Securities Inc. Coralville, IA May 2018 - Current 3
Community 1st Credit Union Mount Pleasant, IA Dec 2017 - May 2018 < 1
Self Employed Mount Pleasant, IA Dec 2016 - Apr 2018 1
Self Employed Mount Pleasant, IA Jun 2015 - Apr 2018 2
Catfish Bend Casino Burlington, IA Aug 2017 - Nov 2017 < 1
Edward Jones Ft Madison, IA Jun 2017 - Aug 2017 < 1
Cambridge Investment Research Fairfield, IA May 2016 - Jun 2017 1
Hyvee Mount Pleasant, IA Jul 2012 - May 2016 3
Student Mount Pleasant, IA Aug 2002 - May 2014 11
Main Street Cinemas Mount Pleasant, IA Aug 2012 - Feb 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2018
Contact Info for John D. Klopfenstein
Phone Number: 888-774-6267
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    9,321
    MILLIONS
  • Total Number of Accounts
    38,492
    ACCOUNTS
  • Average Account Value
    $242,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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