John KlopfensteinCRD Number: 6636275
Current Firm: Principal Securities, Inc.
John Klopfenstein (CRD# 6636275) is an Investment Advisor Representative working at Principal Securities, Inc. in Cedar Rapids, IA and has over 3 years of experience in the finance industry.
Lpl Financial LLC
Ameriprise Financial Services, LLC
Lpl Financial LLC
|Principal Life Insurance Company||Coralville, IA||May 2018 - Current||3|
|Principal Securities Inc.||Coralville, IA||May 2018 - Current||3|
|Community 1st Credit Union||Mount Pleasant, IA||Dec 2017 - May 2018||< 1|
|Self Employed||Mount Pleasant, IA||Dec 2016 - Apr 2018||1|
|Self Employed||Mount Pleasant, IA||Jun 2015 - Apr 2018||2|
|Catfish Bend Casino||Burlington, IA||Aug 2017 - Nov 2017||< 1|
|Edward Jones||Ft Madison, IA||Jun 2017 - Aug 2017||< 1|
|Cambridge Investment Research||Fairfield, IA||May 2016 - Jun 2017||1|
|Hyvee||Mount Pleasant, IA||Jul 2012 - May 2016||3|
|Student||Mount Pleasant, IA||Aug 2002 - May 2014||11|
|Main Street Cinemas||Mount Pleasant, IA||Aug 2012 - Feb 2014||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2018|
Total Assets Under Management9,321MILLIONS
Total Number of Accounts38,492ACCOUNTS
Average Account Value$242,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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