Michael ThomasCRD Number: 1306798
Current Firm: Rsm Us Wealth Management LLC
Michael Thomas (CRD# 1306798) is an Investment Advisor Representative working at Rsm Us Wealth Management LLC in Cedar Rapids, IA and has over 33 years of experience in the finance industry. Michael Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Nations Financial Group, Inc.
Raymond James Financial Services Advisors, Inc.
|Rsm Us Wealth Management LLC||Cedar Rapids, IA||May 2002 - Current||15|
|Birchtree Financial Services LLC||Cedar Rapids, IA||May 2002 - Jul 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1984|
|S65||NASAA Investment Advisors Law Examination||May 2001|
Total Assets Under Management5,989MILLIONS
Total Number of Accounts12,693ACCOUNTS
Average Account Value$471,868
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY