Richard Lawrence, financial advisor Cedar Rapids IA
77 score

Richard Lawrence

CRD Number: 6232639
Current Firm: Wells Fargo Advisors, LLC

Richard Lawrence (CRD# 6232639) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Cedar Rapids, IA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Cedar Rapids, IA Jul 2013 - Current 3
Kirkwood Community College And Mt. Mercy University Cedar Rapids, IA Aug 2009 - May 2013 3
2nd Story Software Cedar Rapids, IA Sep 2012 - Apr 2013 < 1
Rhodes And Associates Cedar Rapids, IA Jul 2012 - Sep 2012 < 1
Richard Lawrence Flooring Cedar Rapids, IA Jan 1998 - Aug 2009 11
Terex Cedarapids Cedar Rapids, IA Apr 1995 - Oct 2008 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Richard C. Lawrence
Phone Number: 314-875-3000
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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