Roger Abel, financial advisor Cedar Rapids IA
93 score

Roger Abel

CRD Number: 4525922
Current Firm: Cambridge Investment Research Advisors, Inc.

Roger Abel (CRD# 4525922) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Cedar Rapids, IA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Oct 2012 - Current 4
Cambridge Investment Research Advisors, Incq Fairfield, IA Oct 2012 - Current 4
Ameritas Investment Corp Lincoln, NE Jan 2012 - Oct 2012 < 1
Aviva Usa Corporation W Des Moines, IA Jan 2012 - Oct 2012 < 1
Premier Advisors LLC Cedar Rapids, IA Jan 2012 - Oct 2012 < 1
Metlife Investors Distribution Company Irvine, CA Apr 2010 - Jan 2012 1
Jackson National Life Distributors LLC Denver, CO Aug 2009 - Apr 2010 < 1
Ameritas Investment Corp Lincoln, NE Oct 2008 - Aug 2009 < 1
Aviva Usa Corporation Des Moines, IA Oct 2008 - Aug 2009 < 1
Premier Insurance Of Iowa Cedar Rapids, IA Aug 2005 - Aug 2009 4
Cambridge Investment Research, Inc. Fairfield, IA Jun 2008 - Oct 2008 < 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jun 2008 - Oct 2008 < 1
National Planning Corporation Cedar Rapids, IA Dec 2003 - Jun 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2002
S65 NASAA Investment Advisors Law Examination Mar 2012
Contact Info for Roger G. Abel
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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