Amy CadwellCRD Number: 6071967
Current Firm: Lpl Financial LLC
Amy Cadwell (CRD# 6071967) is an Investment Advisor Representative working at Lpl Financial LLC in Celebration, FL and has over 4 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Allen & Company Of Florida, Inc.
|Lpl Financial LLC||Celebration, FL||Jan 2013 - Current||4|
|Owen Property Group, LLC||Kissimmee, FL||Feb 2011 - Current||6|
|Valic Financial Advisors, Inc.||Orlando, FL||Jun 2012 - Jan 2013||< 1|
|Elson Investments Llc D/b/a Celebration Premier Properties||Kissimmee, FL||Feb 2011 - Dec 2012||1|
|Unemployed||Celebration, FL||Apr 2012 - Jun 2012||< 1|
|John E. Winner, Inc.||Celebration, FL||Aug 2011 - Apr 2012||< 1|
|Unemployed||Celebration, FL||Jun 2010 - Feb 2011||< 1|
|Owen Allen, LLC||Winter Park, FL||Oct 2006 - Jun 2010||3|
|Unemployed||Celebration, FL||Jun 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV