Lisa OconnorCRD Number: 4790460
Current Firm: Cuso Financial Services, LP
Lisa Oconnor (CRD# 4790460) is an Investment Advisor Representative working at Cuso Financial Services, LP in Centennial, CO and has over 8 years of experience in the finance industry.
Cetera Advisor Networks LLC
Thrivent Advisor Network, LLC
|Cuso Financial Services, :p||San Diego, CA||May 2021 - Current||< 1|
|Bellco Credit Union||Centennial, CO||May 2021 - Current||< 1|
|Bbva Wealth Solutions Inc.||Lone Tree, CO||Mar 2019 - May 2021||2|
|Bbva Securites Inc.||Lone Tree, CO||Sep 2017 - May 2021||3|
|Compass Bank||Birmingham, AL||Sep 2017 - May 2021||3|
|Unemployed||San Antonio, TX||Jul 2017 - Aug 2017||< 1|
|Ifinancial Lpl||San Antonio, TX||Feb 2016 - Jun 2017||1|
|Us Bank||Iowa City, IA||Jan 2015 - Jan 2016||1|
|Transamerica||Cedar Rapids, IA||Nov 2014 - Oct 2015||< 1|
|Uiccu Credit Union||North Liberty, IA||May 2014 - Nov 2014||< 1|
|Midwest One Bank||Iowa City, IA||Sep 2013 - May 2014||< 1|
|Lpl Financial LLC||Charlotte, NC||Sep 2013 - Apr 2014||< 1|
|Midwestone Bank||Iowa City, IA||Aug 2013 - Apr 2014||< 1|
|Unemployed||San Antonio, TX||Jun 2013 - Sep 2013||< 1|
|Jp Morgan Securities||San Antonio, TX||May 2012 - Jun 2013||1|
|Alliancebernstein||San Antonio, TX||Oct 2006 - May 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2013|
|S66||NASAA Uniform Combined State Law Examination||Mar 2019|
Total Assets Under Management3,508MILLIONS
Total Number of Accounts19,255ACCOUNTS
Average Account Value$182,173
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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