Lisa Oconnor, financial advisor Centennial CO

Lisa Oconnor

CRD Number: 4790460
Current Firm: Cuso Financial Services, LP

Lisa Oconnor (CRD# 4790460) is an Investment Advisor Representative working at Cuso Financial Services, LP in Centennial, CO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Cuso Financial Services, :p San Diego, CA May 2021 - Current < 1
Bellco Credit Union Centennial, CO May 2021 - Current < 1
Bbva Wealth Solutions Inc. Lone Tree, CO Mar 2019 - May 2021 2
Bbva Securites Inc. Lone Tree, CO Sep 2017 - May 2021 3
Compass Bank Birmingham, AL Sep 2017 - May 2021 3
Unemployed San Antonio, TX Jul 2017 - Aug 2017 < 1
Ifinancial Lpl San Antonio, TX Feb 2016 - Jun 2017 1
Us Bank Iowa City, IA Jan 2015 - Jan 2016 1
Transamerica Cedar Rapids, IA Nov 2014 - Oct 2015 < 1
Uiccu Credit Union North Liberty, IA May 2014 - Nov 2014 < 1
Midwest One Bank Iowa City, IA Sep 2013 - May 2014 < 1
Lpl Financial LLC Charlotte, NC Sep 2013 - Apr 2014 < 1
Midwestone Bank Iowa City, IA Aug 2013 - Apr 2014 < 1
Unemployed San Antonio, TX Jun 2013 - Sep 2013 < 1
Jp Morgan Securities San Antonio, TX May 2012 - Jun 2013 1
Alliancebernstein San Antonio, TX Oct 2006 - May 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2013
S66 NASAA Uniform Combined State Law Examination Mar 2019
Contact Info for Lisa Oconnor
Phone Number: 858-530-4400
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    3,508
    MILLIONS
  • Total Number of Accounts
    19,255
    ACCOUNTS
  • Average Account Value
    $182,173
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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